Category Archive : Practice management

Sometimes, what seems like the most straightforward task can end up the most difficult and meaningful.

Effective immediately, Prime Capital Investment Advisors will become Prime Capital Financial, while Pensionmark rebrands to World Investment Advisors, a nod to its parent company.

What is horizontal wealth transfer?

FINRA accused D. Allen Blankenship of unsuitable mutual fund trading. Still, the broker is looking to SEC v. Jarkesy and claiming the disciplinary proceedings violate his right to a jury trial.

Stratos Private Wealth President Jeff Brown details his journey.

Global regulators are scrutinizing the opaque business of offshore pension management.

Francis Financial's Stacy Francis details her journey toward becoming a financial advisor and her firm's growth strategy.

The SEC will likely revamp a plan that would have forced asset managers to change part of their pricing models.

Linscomb Wealth's Phillip Hamman on how his firm outpaced market growth with a laser focus on client satisfaction.

Today, the conversation isn’t led by you saying, “Let me tell you about our firm.” It’s led by prospects saying, “Hey, I’ve been following your content, and now I want to meet.”